CORPORATE SECURITIES

Morris & Associates Law provides certain limited services in the area of corporate and federal securities law. We focus primarily on providing legal advice and opinions to publically traded companies, investors and shareholders with respect to the issuance of shares and the availability of exceptions to the registration requirements of the Securities Act of 1933, including opinions with respect to the removal of restrictive legends or the issuance of unrestricted shares under Rule 144.

Legal Opinions And Advice In Complex Areas

We are commonly asked to provide legal opinions on…
+ the removal of restrictive legends from certificates of common stock under Rule 144;
+ the deposit of common stock as unrestricted shares under Rule 144
+ the conversion of debt securities in exchange for commons stock without a restrictive legend or restrictive notation;
+ the “non-shell” status and history of a company under Rule 144(i)(2) and Rule 405.

REMOVAL OF RESTRICTIVE LEGENDS
AND
ISSUANCE OF UNRESTRICTED COMMON STOCK

If you need an opinion to remove a restrictive legend or for the acceptance of a stock deposit by your broker please contact us through the below email form.  We will follow-up with you to obtain the information that we need to evaluate your request, including all supporting documents.

Every request for a Rule 144 opinion will be personally reviewed by an experienced attorney using the utmost diligence.  We will not rubber stamp an opinion.

GET IN TOUCH.

If you have a question or would like to set up a time to speak with an attorney, please do not hesitate to contact us.

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